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JK

James D. Kavetas

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CRD#: 2712539
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James David Kavetas was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1996. James had worked at 4 firms and has passed the Series 63, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 16, 2011 - March 22, 2012

TRADELINK SECURITIES, LLC

BD
CRD#: 131341
MIAMI, FL
Past

September 16, 1998 - March 1, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

October 13, 1997 - September 4, 1998

SOUNDVIEW TECHNOLOGY CORPORATION

BD
CRD#: 15425
OLD GREENWICH, CT
Past

July 24, 1996 - September 19, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/24/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 7/12/2011
National Commodity Futures Examination

Current Firm

TS
TRADELINK SECURITIES, LLC
TRADELINK SECURITIES, LLC

CRD#: 131341 / SEC#: , 8-66452

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132
Mailing Address
New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132
Phone number
(844) 528-8430
Established
Delaware since 03/19/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRIPLETAIL CAPITAL MANAGEMENT LPOWNER
FELDBERG, MARKCHAIRMAN4290985
FELDBERG, MARKMANAGER (OF TLS ADVISORS LLC)4290985
LIDEL, JENNIFER ANNPRESIDENT & PRINCIPAL OPERATIONS OFFICER2898591
MOECKLER, HARLAN JAYCFO-FINOP AND PRINCIPAL FINANCIAL OFFICER1243848
REGAS, TERRY JOHNCHIEF COMPLIANCE OFFICER-CROP/SROP2258786
TLS ADVISORS LLCMANAGER

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADELINK SECURITIES, LLC

CRD#: 131341

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