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DN

Donald C. Novak

CHAMPLAIN ADVISORS
CHRISTIANSTED TOWN, VI 00820
Some features on this profile are disabled
CRD#: 2712049
DN
Donald Charles NovakCHAMPLAIN ADVISORS

Professional summary

Donald Charles Novak, who also goes by Donald Charles Novak Jr, is a registered financial professional currently at CHAMPLAIN ADVISORS, LLC located in Christiansted Town, .

Donald is registered as a RR (Registered Representative) and started their career in finance in 1996. Donald has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Aliases

Donald Charles Novak Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Charles Novak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2026 - Present

CHAMPLAIN ADVISORS, LLC

Office #1: No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820
BD
CRD#: 129560
CHRISTIANSTED TOWN, VI
Past

February 1, 2017 - July 15, 2026

TRAILMARK INC.

BD
CRD#: 104408
ATLANTA, GA
Past

October 13, 2014 - January 18, 2017

ANTHEM SECURITIES, INC.

BD
CRD#: 42420
Peachtree Corners, GA
Past

January 14, 2008 - January 22, 2014

OPPENHEIMER & CO. INC.

BD
CRD#: 249
ATLANTA, GA
Past

July 24, 2006 - January 14, 2008

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
ATLANTA, GA
Past

October 29, 2004 - May 26, 2006

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
CHARLOTTE, NC
Past

August 26, 2002 - November 2, 2004

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
CHARLOTTE, NC
Past

August 7, 2002 - November 2, 2004

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

March 11, 2002 - June 24, 2002

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

January 13, 2001 - October 29, 2001

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

December 19, 2000 - January 13, 2001

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

October 1, 1999 - March 8, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 19, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

April 25, 1996 - October 14, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/15/2026)
RR
California
(7/15/2026)
RR
Colorado
(7/15/2026)
RR
Georgia
(7/15/2026)
RR
Idaho
(7/15/2026)
RR
Illinois
(7/15/2026)
RR
Iowa
(7/15/2026)
RR
Massachusetts
(7/15/2026)
RR
Minnesota
(7/15/2026)
RR
Montana
(7/15/2026)
RR
Nebraska
(7/15/2026)
RR
Nevada
(7/15/2026)
RR
New Mexico
(7/15/2026)
RR
North Dakota
(7/15/2026)
RR
Oregon
(7/15/2026)
RR
South Dakota
(7/15/2026)
RR
Texas
(7/15/2026)
RR
Utah
(7/15/2026)
RR
Virgin Islands
(7/15/2026)
RR
Wyoming
(7/15/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/20/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/10/1996
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CHAMPLAIN ADVISORS, LLC
CHAMPLAIN ADVISORS, LLC

CRD#: 129560 / SEC#: , 8-66233

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820
Mailing Address
P.o. Box 24290, Christiansted, VI 00824-0290
Phone number
(212) 686-7949
Established
Delaware since 05/01/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CRIKELAIR, TERENCE MICHAELMEMBER, CHIEF COMPLIANCE OFFICER2804253
CRIKELAIR, ANDREA EVERSMEMBER3129406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHAMPLAIN ADVISORS, LLC

CRD#: 129560Christiansted Town, VI 00820

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