Rick A. Bries
Professional summary
Rick Allan Bries is a registered financial professional currently at ACQUIOM FINANCIAL LLC located in Denver, Colorado.
Rick is registered as a RR (Registered Representative) and started their career in finance in 1998. Rick has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rick Allan Bries's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2019 - Present
ACQUIOM FINANCIAL LLC
Office #1: 950 17th Street Ste 1400, Denver, CO 80202Office #2: 950 17th Street Ste 1400, Denver, CO 80202September 17, 2002 - October 27, 2017
CHARLES SCHWAB & CO., INC.
October 5, 2000 - July 3, 2002
CYBERTRADER, INC.
August 11, 1998 - October 6, 2000
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(11/11/2019)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
ACQUIOM FINANCIAL LLC
CRD#: 170074 / SEC#: , 8-69408
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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