Gerald P. Cornel

ALLSTATE FINANCIAL ADVISORS

Stockton, CA 95207-2601

Some features on this profile are disabled

CRD#: 2711526

Professional summary

Gerald Pagaduan Cornel is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Stockton, California and ALLSTATE FINANCIAL SERVICES, LLC located in Stockton, California.

Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gerald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTIES POSITION: Landlord of rental properties NATURE: I own 2 rental properties in Washington state. I collect a monthly rent from my tenants for living in the property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 1809 Stetson Cir, West Sacramento CA 95691, United States DESCRIPTION: Manage rental properties. EVERLAKE, LBL POSITION: Agent NATURE: Servicing legacy Everlake & LBL policies. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 6852 N. Pacific Ave #B, Stockton CA 95207, United States DESCRIPTION: Servicing legacy Everlake & LBL policies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Pagaduan Cornel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2024 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 6852 Pacific Ave Ste B, Stockton, CA 95207-2601

RIA

CRD#: 109524

Stockton, CA

Current

December 2, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 6852 Pacific Ave Ste B, Stockton, CA 95207-2601

CRD#: 18272

Stockton, CA

Past

September 13, 2018 - October 28, 2021

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

October 18, 2000 - June 14, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

PORTLAND, OR

Past

May 9, 1997 - July 28, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

February 29, 1996 - February 18, 1997

WMA SECURITIES, INC.

CRD#: 32625

Past

February 28, 1996 - February 18, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/10/2023)

IAR

California
(1/3/2024)

Louisiana
(10/27/2025)

Washington
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/28/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/16/2014

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicholas Hagan

PNC WEALTH MANAGEMENT LLC

IAR

Lodi, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gerald P. Cornel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Pagaduan Cornel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

EVERLAKE DISTRIBUTORS, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

WMA SECURITIES, INC.

WMA SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2023

Series 63

Date: 2/16/1996

SIE

Date: 10/1/2018

Series 6

Date: 2/28/1996

Series 26

Date: 6/16/2014

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors