David H. Brooks
Professional summary
David Henry Brooks, CFP®, ChFC®, CLU®, who also goes by Dave Brooks, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Shalimar, Florida and FIRST COMMAND BROKERAGE SERVICES, INC. located in Shalimar, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Henry Brooks's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1120 N Eglin Pkwy, Shalimar, FL 32579February 16, 1996 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1120 N. Eglin Pkwy, Shalimar, FL 32579Office #2: 104 Jazz Drive Suite A, Panama City, FL 32405-4399September 2, 2005 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
April 12, 2004 - September 8, 2005
FIRST COMMAND BANK
July 17, 2002 - April 12, 2004
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2022)
(9/23/2022)
(9/23/2022)
(9/23/2022)
(9/23/2022)
(10/16/2023)
(8/9/2018)
(8/13/2018)
(9/23/2022)
(1/5/2023)
(9/23/2022)
(10/16/2023)
(3/1/2024)
(9/23/2022)
(5/18/2023)
(9/23/2022)
(8/15/2024)
(9/23/2022)
(9/23/2022)
(9/23/2022)
(9/23/2022)
(9/26/2022)
(9/23/2022)
(8/5/2025)
(9/28/2023)
(9/28/2023)
(9/23/2022)
(5/18/2023)
(9/23/2022)
(9/23/2022)
(9/23/2022)
(5/18/2023)
(9/23/2022)
(1/5/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
