Mark J. Jazwin
Professional summary
Mark Joseph Jazwin is a registered financial professional currently at NOBLE CAPITAL MARKETS, INC. located in Westport, Connecticut.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1996. Mark has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Joseph Jazwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2021 - Present
NOBLE CAPITAL MARKETS, INC.
Office #1: 88 Post Road West 1st Floor, Westport, CT 06880February 7, 2017 - February 2, 2021
AGES FINANCIAL SERVICES, LTD.
July 9, 2009 - February 14, 2017
SOURCE CAPITAL GROUP, INC.
January 14, 2003 - July 14, 2009
SCOTTSDALE CAPITAL ADVISORS CORP
May 21, 1996 - November 20, 2002
GAINEY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2021)
(8/25/2024)
(2/3/2021)
(6/5/2023)
(2/23/2021)
(2/29/2024)
(1/27/2023)
(7/7/2023)
(6/30/2023)
(6/24/2025)
(7/21/2023)
(2/23/2021)
(3/21/2023)
(4/24/2023)
(7/10/2023)
(5/12/2023)
(3/23/2023)
(6/2/2023)
(1/9/2023)
(2/3/2021)
(1/30/2023)
(1/10/2023)
(8/19/2022)
(3/14/2023)
(11/18/2024)
(7/11/2023)
(9/10/2024)
(2/3/2021)
(3/28/2023)
(2/3/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
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Company Information
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768Westport, CT 06880TRUST BUT VERIFY
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