JV
Jennifer D. Viglucci
WILLIAM BLAIR
Radnor, PA 19087
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CRD#: 2711386
JV
Professional summary
Jennifer Dacey Viglucci, who also goes by Jennifer Dacey Barnett, Jennifer Dacey Barrett, Jennifer VIglucci, is a registered financial advisor currently at WILLIAM BLAIR located in Radnor, Pennsylvania.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jennifer has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Dacey Barnett | Jennifer Dacey Barrett | Jennifer Viglucci
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Roland Park Civic League/5115 Roland Ave Baltimore MD 21210 - The Roland Park Civic League is a civic governing body that addresses matters affecting the interests of residents. Its purpose is to foster the common good and welfare of its members, to take action on those matters of mutual interest, and to otherwise represent the people of Roland Park. Mrs. Viglucci serves as Treasurer of the Roland Park Civic League (May 2018). Approximately 10 hours per month are dedicated to this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Dacey Viglucci's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Dacey Viglucci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2019 - Present
WILLIAM BLAIR
Office #1: 150 N Radnor Chester Rd, Radnor, PA 19087Office #3: 100 International Drive Suite 19000, Baltimore, MD 21202RIA
BD
CRD#: 1252
Radnor, PA
Current
January 25, 2019 - Present
WILLIAM BLAIR
Office #1: 150 N Radnor Chester Rd, Radnor, PA 19087Office #2: 100 International Drive Suite 19000, Baltimore, MD 21202RIA
BD
CRD#: 1252
Radnor, PA
Past
October 17, 2003 - January 28, 2019
BROWN ADVISORY SECURITIES, LLC
RIA
CRD#: 120736
BALTIMORE, MD
Past
January 8, 2003 - October 10, 2003
BROWN ADVISORY SECURITIES, LLC
RIA
CRD#: 120827
BALTIMORE, MD
Past
January 8, 2003 - January 28, 2019
BROWN ADVISORY SECURITIES, LLC
BD
CRD#: 120736
BALTIMORE, MD
Past
January 13, 2001 - January 14, 2003
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
September 8, 2000 - January 14, 2003
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
BALTIMORE, MD
Past
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
February 28, 1997 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
August 6, 1996 - January 30, 1997
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/21/2019)
RR
California(4/9/2019)
RR
Colorado(2/21/2019)
RR
Delaware(2/21/2019)
RR
District of Columbia(2/21/2019)
RR
Florida(2/21/2019)
RR
Hawaii(2/21/2019)
RR
Illinois(1/25/2019)
IAR
Illinois(2/4/2019)
RR
Indiana(2/21/2019)
RR
Louisiana(2/21/2019)
RR
Maryland(1/25/2019)
IAR
Maryland(2/4/2019)
RR
Massachusetts(2/21/2019)
RR
Michigan(2/21/2019)
RR
Missouri(4/2/2019)
RR
Nebraska(2/21/2019)
RR
New Hampshire(2/21/2019)
RR
New Jersey(2/21/2019)
RR
New Mexico(2/21/2019)
RR
New York(2/21/2019)
RR
North Carolina(2/21/2019)
RR
Ohio(2/21/2019)
RR
Oregon(2/21/2019)
RR
Pennsylvania(2/21/2019)
RR
South Carolina(2/21/2019)
RR
South Dakota(2/18/2022)
RR
Tennessee(2/21/2019)
RR
Texas(2/21/2019)
RR
Virgin Islands(4/4/2019)
RR
Virginia(2/21/2019)
RR
Washington(2/21/2019)
RR
West Virginia(2/21/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
The William Blair Building 150 North Riverside, Chicago, IL 60606
Mailing Address
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594
Phone number
(312) 236-1600
Established
Delaware since 10/30/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
469
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| DUWA, ROBERT J | EXECUTIVE COMMITTEE | 2931296 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| QUINN, MICHAEL PATRICK | EXECUTIVE COMMITTEE | 3257072 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
