Yasmin S. Sexton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yasmin Sobhy Sexton, who also goes by Yasmin Sobhy Kocur, Yasmin Sobhy, was a registered financial professional .
Yasmin is a previously registered financial professional and started their career in finance in 2000. Yasmin had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - June 19, 2012
ALLIANZ GLOBAL INVESTORS U.S. LLC
April 12, 2010 - June 13, 2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 21, 2000 - January 3, 2011
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
June 15, 2000 - April 16, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS U.S. LLC
CRD#: 149003 / SEC#: 801-69803
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 4,976,389,140 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
