DS
Deena M. Sullivan
TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2710787
DS
Professional summary
Deena Maria Sullivan, who also goes by Deena Maria Panariello, Deena Panariello, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Deena is registered as a RR (Registered Representative) and started their career in finance in 1996. Deena has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Deena Maria Panariello | Deena Panariello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Deena Maria Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2025 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
May 23, 2017 - May 9, 2025
OPPENHEIMER & CO. INC.
BD
CRD#: 249
SADDLE BROOK, NJ
Past
September 22, 2014 - April 3, 2017
VIRTU ITG LLC
BD
CRD#: 29299
NEW YORK, NY
Past
July 2, 2012 - September 15, 2014
VIRTU AMERICAS LLC
BD
CRD#: 149823
JERSEY CITY, NJ
Past
March 9, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
BD
CRD#: 38599
JERSEY CITY, NJ
Past
October 3, 2007 - January 12, 2012
WJB CAPITAL GROUP, INC.
BD
CRD#: 37334
NEW YORK, NY
Past
July 17, 2003 - July 9, 2007
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 10, 2000 - April 19, 2002
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
March 12, 1996 - October 10, 2000
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/15/2025)
RR
Alaska(5/15/2025)
RR
Arizona(5/15/2025)
RR
Arkansas(5/15/2025)
RR
California(5/15/2025)
RR
Colorado(5/15/2025)
RR
Connecticut(5/15/2025)
RR
Delaware(5/15/2025)
RR
District of Columbia(5/15/2025)
RR
Florida(5/15/2025)
RR
Georgia(5/15/2025)
RR
Hawaii(5/15/2025)
RR
Idaho(5/15/2025)
RR
Illinois(5/15/2025)
RR
Indiana(5/15/2025)
RR
Iowa(5/15/2025)
RR
Kansas(5/15/2025)
RR
Kentucky(5/15/2025)
RR
Louisiana(5/15/2025)
RR
Maine(5/15/2025)
RR
Maryland(5/15/2025)
RR
Massachusetts(5/15/2025)
RR
Michigan(5/15/2025)
RR
Minnesota(5/15/2025)
RR
Mississippi(5/15/2025)
RR
Missouri(5/15/2025)
RR
Montana(5/15/2025)
RR
Nebraska(5/15/2025)
RR
Nevada(5/15/2025)
RR
New Hampshire(5/15/2025)
RR
New Jersey(5/15/2025)
RR
New Mexico(5/15/2025)
RR
New York(5/15/2025)
RR
North Carolina(5/15/2025)
RR
North Dakota(5/15/2025)
RR
Ohio(5/15/2025)
RR
Oklahoma(5/15/2025)
RR
Oregon(5/15/2025)
RR
Pennsylvania(5/15/2025)
RR
Puerto Rico(5/15/2025)
RR
Rhode Island(5/15/2025)
RR
South Carolina(5/15/2025)
RR
South Dakota(5/15/2025)
RR
Tennessee(5/15/2025)
RR
Texas(5/15/2025)
RR
Utah(5/15/2025)
RR
Vermont(5/15/2025)
RR
Virgin Islands(5/15/2025)
RR
Virginia(5/15/2025)
RR
Washington(5/15/2025)
RR
West Virginia(5/15/2025)
RR
Wisconsin(5/15/2025)
RR
Wyoming(5/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/1/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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