Tara Contino
Professional summary
Tara Contino, who also goes by Tara Marie Contino, Tara Marie Schoenly, Tara Marie Wood, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Tara is registered as a RR (Registered Representative) and started their career in finance in 1996. Tara has worked at 10 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 6, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tara Contino's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484May 14, 2015 - March 31, 2020
PRUCO SECURITIES, LLC.
June 1, 2009 - July 15, 2010
MORGAN STANLEY
June 1, 2009 - July 15, 2010
MORGAN STANLEY
May 19, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 19, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 15, 2008 - February 27, 2009
MORGAN STANLEY & CO. LLC
September 30, 2008 - February 27, 2009
MORGAN STANLEY & CO. LLC
May 14, 2002 - December 31, 2003
WOODBURY FINANCIAL SERVICES, INC.
March 15, 2002 - May 29, 2002
OSAIC FS, INC.
August 15, 2000 - January 3, 2002
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 23, 2000 - July 31, 2000
TOUCHSTONE SECURITIES, INC.
June 15, 1998 - April 30, 1999
PACIFIC SELECT DISTRIBUTORS, LLC
March 27, 1996 - May 8, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2020)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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