DO
Donald I. Ohara
VILLANOVA INVESTMENT MANAGEMENT COMPANY
Berwyn, PA 19312
Some features on this profile are disabled
CRD#: 2710243
DO
Professional summary
Donald Irving Ohara, who also goes by Don O'hara, Don Ohara, is a registered financial advisor currently at VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC located in Berwyn, Pennsylvania and PENNHAVEN BROKERAGE PARTNERS, LLC located in Doylestown, Pennsylvania.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Donald has worked at 5 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Don O'hara | Don Ohara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The name of the other business: Villanova Investment Management Company, LLC Whether the business is investment-related: Investment Related The address of the other business, the nature of the other business: 1000 Chesterbrook Blvd. Suite 100, Berwyn PA 19312 Your position, title, or relationship with the other business: Chief Compliance Officer The start date of your relationship: September 2016 The approximate number of hours/month you devote to the other business: 10 The number of hours you devote to the other business during securities trading hours: 3 Briefly describe your duties relating to the other business: Oversee compliance functions of the firm. The name of the other business: RadiantESG Global Investors Whether the business is investment-related: Investment Related The address of the other business, the nature of the other business: Danville, CA Your position, title, or relationship with the other business: Chief Compliance Officer The start date of your relationship: 10/2021 The approximate number of hours/month you devote to the other business: 10 The number of hours you devote to the other business during securities trading hours: 4 Briefly describe your duties relating to the other business: Oversee compliance functions of the firm. The name of the other business: PennHaven Brokerage Partners LLC Whether the business is investment-related: Securities Related The address of the other business, the nature of the other business: West Chester, PA Your position, title, or relationship with the other business: Chief Executive Officer and Chief Compliance Officer The start date of your relationship: 05/2021 The approximate number of hours/month you devote to the other business: 40 The number of hours you devote to the other business during securities trading hours: 40 Briefly describe your duties relating to the other business: Oversee management and compliance functions of the firm. Donald is an executive officer of several pooled investment vehicles.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Irving Ohara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2017 - Present
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC
Office #1: 1000 Chesterbrook Blvd #250, Berwyn, PA 19312Office #2: 44 W. Gay Street Suite 100, West Chester, PA 19380RIA
CRD#: 287809
Berwyn, PA
Current
April 27, 2021 - Present
PENNHAVEN BROKERAGE PARTNERS, LLC
Office #1: 108 N. Main Street Suite 205, Doylestown, PA 18901Office #2: 108 N. Main Street Suite 205, Doylestown, PA 18901BD
CRD#: 309708
DOYLESTOWN, PA
Past
June 4, 2018 - March 16, 2020
CHESTERBROOK CAPITAL
BD
CRD#: 104395
Berwyn, PA
Past
March 21, 2011 - May 29, 2018
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Berwyn, PA
Past
January 12, 2000 - September 14, 2001
BRINKER CAPITAL SECURITIES, LLC
BD
CRD#: 38123
BERWYN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 287809 / SEC#: 801-132074
RIA
Registered Investment Advisory firm - (2/10/2025 Approved)Pennsylvania
Registered Investment Advisory firm - (2/11/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/4/2024)
RR
Connecticut(6/25/2024)
RR
Massachusetts(8/26/2025)
RR
New York(8/29/2025)
RR
North Carolina(4/26/2024)
IAR
Pennsylvania(6/30/2017)
RR
Pennsylvania(4/26/2024)
RR
South Carolina(8/15/2024)
RR
Texas(9/24/2025)
RR
Utah(4/29/2024)
RR
West Virginia(7/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/29/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 287809 / SEC#: 801-132074
RIA
Registered Investment Advisory firm - (2/10/2025 Approved)Pennsylvania
Registered Investment Advisory firm - (2/11/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Eagle Road Suite 230, Wayne, PA 19087
Mailing Address
Phone number
(267) 923-0004
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 113,982,371 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
