Idilio M. Melo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Idilio Manuel Melo, who also goes by Dilly M Melo, Dilly Melo, was a registered financial professional .
Idilio is a previously registered financial professional and started their career in finance in 1996. Idilio had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2000 - December 6, 2000
SOUNDVIEW TECHNOLOGY CORPORATION
October 18, 1996 - October 18, 2000
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUNDVIEW TECHNOLOGY CORPORATION
CRD#: 15425 / SEC#: , 8-32227
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUNDVIEW TECHNOLOGY GROUP, INC. | HOLDING COMPANY | |
| HERVEY, JOHN DAVID | PRESIDENT-MEMBER OF BOARD OF DIRECTORS- HEAD OF RESEARCH | 1735317 |
| JAMPOL, CRAIG BRIAN | MANAGING DIRECTOR - HEAD OF SYNDICATE | 1022127 |
| LAFAUCI, JOSEPHINE DOMINIQUE | PRINCIPAL - HEAD OF COMPLIANCE | 1265427 |
| LOEHR, MARK FREDERICK | CHIEF EXECUTIVE OFFICER-MEMBER OF BOARD OF DIRECTORS | 502914 |
| MAUS, GERARD PETER | CHIEF FINANCIAL OFFICER | 2161442 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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