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JL

Josephine Dominique Lafauci

CRD# 1265427·Registered 1984 - 2022
Previously Registered: Being a previously registered professional could mean that Josephine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Josephine Dominique Lafauci, who also goes by Realmuto, Realmuto-lafauci, was a registered financial advisor. Josephine was a previously registered financial professional and started their career in finance 1984 - 2022. Josephine had worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 24, Series 8 and Series 14 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Realmuto, Realmuto-Lafauci

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

CANDLEWOOD SECURITIES, LLC·CRD# 126042
BD
Cleveland, OH
May 3, 2021 - November 17, 2022
G.DISTRIBUTORS, LLC·CRD# 155071
BD
Rye, NY
April 29, 2011 - June 4, 2014
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
November 23, 2004 - December 31, 2019
SOUNDVIEW TECHNOLOGY CORPORATION·CRD# 15425
BD
Old Greenwich, CT
September 11, 1995 - November 10, 2004
ITG EXECUTION SERVICES, INC.·CRD# 5247
BD
New York, NY
June 20, 1994 - April 27, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 26, 1989 - October 14, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
August 4, 1987 - December 10, 1988
LEHMAN BROTHERS INC.·CRD# 7506
BD
May 22, 1984 - July 22, 1987

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Current Firm

CS
CANDLEWOOD SECURITIES, LLC

CANDLEWOOD SECURITIES, LLC

CRD#: 126042 / SEC#: 8-65845
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Mailing Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Phone Number

(216) 472-6660

Established

Ohio since 09/09/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANDLEWOOD HOLDINGS LLCLLC OWNER—
DIJOHN, ANTHONY JOHNFINOP6370306
HOFFMAN, MATTHEW THOMASCHIEF COMPLIANCE OFFICER1144872
LATKOVIC, STEPHEN JOSEPHCEO5554842
POLLACK, GLENN CRAIGMANAGING MEMBER / DIRECTOR3155575

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed May 1984About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Mar 1997About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1990

Series 14 — Compliance Officer Examination

Passed Nov 1989About the Series 14 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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