Gustave James Schmidt Jr
Professional Summary
Gustave James Schmidt JR, who also goes by Gus Schmidt Jr, is a registered financial advisor currently at INVESTMENT NETWORK, INC. located in Smithtown, New York. Gustave is registered as a RR (Registered Representative) and started their career in finance in 1996. Gustave has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gus Schmidt Jr
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
INVESTMENT NETWORK, INC.
Contact Information
Main Address
4639 Whipple Ave Nw, Canton, OH 44718Mailing Address
4639 Whipple Ave Nw, Canton, OH 44718Phone Number
(330) 564-0568Established
Ohio since 04/24/2003Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
25FINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/16/2023)
(1/4/2017)
(3/30/2021)
(1/4/2017)
(5/9/2019)
(2/17/2017)
(1/8/2024)
(1/4/2017)
(1/24/2017)
(8/16/2023)
(1/8/2024)
(1/4/2017)
(1/18/2017)
(3/13/2017)
(1/4/2017)
(1/4/2017)
(8/16/2023)
(1/4/2017)
(8/16/2023)
(1/17/2020)
(1/4/2017)
(1/12/2017)
(1/4/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gustave James Schmidt JR's CRS (Customer Relationship Summary).
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