Gustave J. Schmidt
Professional summary
Gustave James Schmidt JR, who also goes by Gus Schmidt Jr, is a registered financial professional currently at INVESTMENT NETWORK, INC. located in Smithtown, New York.
Gustave is registered as a RR (Registered Representative) and started their career in finance in 1996. Gustave has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gustave James Schmidt JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2017 - Present
INVESTMENT NETWORK, INC.
Office #1: 732 Smithtown Bypass Suite A50, Smithtown, NY 11787May 10, 2013 - December 31, 2016
EDI FINANCIAL, INC.
June 20, 2012 - June 6, 2013
COLORADO FINANCIAL SERVICE CORPORATION
December 11, 2008 - June 20, 2012
BROOKSTONE SECURITIES, INC.
October 13, 2008 - October 17, 2008
JESUP & LAMONT SECURITIES CORP
April 22, 2002 - December 23, 2008
EMPIRE FINANCIAL GROUP, INC.
November 22, 1999 - April 18, 2002
AMERICAN INVESTMENT SERVICES, INC.
May 18, 1998 - December 7, 1999
JOSEPHTHAL & CO., INC.
March 11, 1998 - May 21, 1998
MORGAN GRANT CAPITAL CORP.
February 28, 1996 - February 26, 1998
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2023)
(1/4/2017)
(3/30/2021)
(1/4/2017)
(5/9/2019)
(2/17/2017)
(1/8/2024)
(1/4/2017)
(1/24/2017)
(8/16/2023)
(1/8/2024)
(1/4/2017)
(1/18/2017)
(3/13/2017)
(1/4/2017)
(1/4/2017)
(8/16/2023)
(1/4/2017)
(8/16/2023)
(1/17/2020)
(1/4/2017)
(1/12/2017)
(1/4/2017)
Exams
FINRA
Current Firm
INVESTMENT NETWORK, INC.
CRD#: 127724 / SEC#: , 8-66036
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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