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Peter Gerard Burke

CRD# 2709237·Registered 1998 - 2020
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Gerard Burke was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1998 - 2020. Peter had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

DVB CAPITAL MARKETS LLC·CRD# 138349
BD
New York, NY
July 5, 2011 - February 4, 2020
ZENITH SECURITIES LLC·CRD# 138135
BD
New York, NY
May 11, 2006 - May 2, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
March 3, 2003 - September 23, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 30, 2001 - June 14, 2002
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
May 21, 1999 - July 13, 2000
DREYFUS BROKERAGE SERVICES, INC.·CRD# 7289
BD
Los Angeles, CA
August 31, 1998 - March 5, 1999

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Current Firm

DC
DVB CAPITAL MARKETS LLC

DVB CAPITAL MARKETS LLC

CRD#: 138349 / SEC#: 8-67158
BD
Terminated by SEC on 02/02/2020

Contact Information

Established

Delaware since 10/21/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DVB BANK SESHAREHOLDER166533
BEDRANOWSKY, RALF WCHAIRMAN OF THE BOARD OF DIRECTORS6316912
BURKE, PETER GERARDPRESIDENT, CEO, CCO2709237
BURNS, ROSEMARY ANNFINOP2228853

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1998About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2006About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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