Hatim A. Youssef

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CRD#: 2709055

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hatim A Youssef, who also goes by Hatim Abdel-hamid Youssef, Hatim Abdelhamid Youssef, Tim Youssef, was a registered financial professional .

Hatim is a previously registered financial professional and started their career in finance in 1996. Hatim had worked at 9 firms and has passed the Series 63, Series 55, Series 3, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Hatim Abdel-Hamid Youssef | Hatim Abdelhamid Youssef | Tim Youssef

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 27, 2011 - September 1, 2011

RODMAN & RENSHAW, LLC

CRD#: 16415

JERSEY CITY, NJ

Past

September 7, 2010 - May 27, 2011

HUDSON SECURITIES,INC.

CRD#: 10467

JERSEY CITY, NJ

Past

August 25, 2008 - August 20, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

CRD#: 103734

NEW YORK, NY

Past

June 7, 2004 - June 9, 2008

LOUIS CAPITAL MARKETS, LLC

CRD#: 48013

NEW YORK, NY

Past

April 14, 2003 - May 20, 2004

BURLINGTON CAPITAL MARKETS INC.

CRD#: 26991

NEW YORK, NY

Past

October 14, 2002 - March 11, 2003

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

December 13, 1999 - August 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 16, 1998 - April 13, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

October 8, 1996 - June 1, 1998

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 4/18/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 5/27/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/7/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/7/2001

Registered Options Principal Examination

Current Firm

RODMAN & RENSHAW, LLC

CANTOR CAPITAL CORP. | RODMAN & RENSHAW, LLC | RODMAN & RENSHAW, INC.

CRD#: 16415 / SEC#: , 8-33862

Terminated by SEC on 11/13/2012

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 06/20/2002

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
DIRECT MARKETS HOLDING CORP.	100 % OWNER
HECHLER, RANDY JAY	CHIEF COMPLIANCE OFFICER	2292597
HORIN, DAVID JAY	CHIEF FINANCIAL OFFICER	4655861
RUBIN, EDWARD	CHIEF EXECUTIVE OFFICER - EXECUTIVE REPRESENTATIVE	4121597
RUBIN, EDWARD	DIRECTOR	4121597

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hatim A. Youssef

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HUDSON SECURITIES,INC.

LIGHTHOUSE FINANCIAL GROUP, LLC

LOUIS CAPITAL MARKETS, LLC

BURLINGTON CAPITAL MARKETS INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DB ALEX. BROWN LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/1997

Series 55

Date: 4/18/2000

Series 3

Date: 5/27/1997

Series 7

Date: 10/7/1996

Series 4

Date: 8/7/2001

Current Firm

RODMAN & RENSHAW, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RODMAN & RENSHAW, LLC

TRUST BUT VERIFY

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