Douglas A. Bodkin
Professional summary
Douglas Allen Bodkin, who also goes by Douglas A Bodkin, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Columbus, Ohio.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1996. Douglas has worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Allen Bodkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2011 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 2000 Bethel Rd Ste B, Columbus, OH 43220-5810April 20, 2004 - June 2, 2011
NYLIFE SECURITIES LLC
August 22, 2001 - April 2, 2004
PARK AVENUE SECURITIES LLC
June 21, 1996 - June 18, 2001
METROPOLITAN LIFE INSURANCE COMPANY
June 21, 1996 - June 18, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2011)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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