Shirley G. Cowles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shirley Gay Cowles, who also goes by Shirley Cowles, was a registered financial professional .
Shirley is a previously registered financial professional and started their career in finance in 1998. Shirley had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - August 21, 2023
ALLIANCE-ONE INVESTMENTS, LLC
May 28, 2013 - December 11, 2014
NEW ENGLAND SECURITIES
May 28, 2013 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
February 16, 2000 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 16, 2000 - September 12, 2013
MSI FINANCIAL SERVICES, INC.
March 11, 1998 - February 11, 2000
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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