Robert David Oros
Professional Summary
Robert David Oros is a registered financial advisor currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois. Robert is registered as a RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Bob Oros is the CEO of Hightower, a national wealth management firm that invests in and supports independent-minded financial advisory businesses to accelerate their growth. Mr. Oros joined Hightower in January 2019 to shift the firm to an acquisition-based business model, build out the firm’s advisor-focused infrastructure and scale the company. He has more than 20 years of leadership, strategic and operational experience, with a strong track record of successfully recruiting, retaining, and supporting advisors...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
Contact Information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414Phone Number
(312) 962-3800Established
Illinois since 06/28/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | — |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SANGEKAR, JASON A | CHIEF EXECUTIVE OFFICER | 5159857 |
Disclosures
Regulatory Event
5Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/25/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert David Oros's CRS (Customer Relationship Summary).
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