Lawrence M. Nisenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Mark Nisenson, who also goes by Larry Nisenson, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1996. Lawrence had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2017 - May 10, 2021
CAPITAL BROKERAGE CORPORATION
July 8, 2015 - October 27, 2015
FORESTERS EQUITY SERVICES, INC.
April 30, 2012 - August 28, 2013
EQUITABLE DISTRIBUTORS, LLC
September 26, 2008 - January 10, 2012
AMERICAN GENERAL EQUITY SERVICES CORPORATION
October 4, 2002 - May 30, 2008
EVERLAKE DISTRIBUTORS, LLC
August 15, 2000 - October 4, 2002
AFD, INC.
June 19, 2000 - September 22, 2000
HSBC BROKERAGE (USA) INC.
June 16, 1998 - June 19, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION
April 17, 1997 - May 18, 1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 13, 1996 - January 6, 1997
PRIME CHARTER LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/13/2022
General Securities Representative ExaminationCurrent Firm
CAPITAL BROKERAGE CORPORATION
CRD#: 10465 / SEC#: , 8-26614
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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