Richard T. Ritter

RETIREMENT PLANS

Westerville, OH 43081

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CRD#: 2706738

Professional summary

Richard Thomas Ritter, who also goes by Rich Ritter, is a registered financial advisor currently at RETIREMENT PLANS, INC. located in Westerville, Ohio.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Richard has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Ritter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Owner of A.A.E.H Investments, LLC which is a LLC that was formed in June 2017 to hold commercial real estate property purchased. A.A.E.H. is the landlord for the building in which RPI is a tenant. 2.) Columbus Local Tour of US Kids, Tour Director, non-investment related, most activites occur on Saturday, Sunday and evenings 3)New Albany High School Girls Varsity Golf Coach, August 2017, Non-investment related, all hours outside securities trading hours only during HS Golf Season.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Thomas Ritter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2018 - Present

RETIREMENT PLANS, INC.

Office #1: 124 Dorchester Square Suite B, Westerville, OH 43081

RIA

CRD#: 286214

Westerville, OH

Past

March 1, 1996 - December 31, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLANS, INC.

CRD#: 286214 / SEC#: 801-123069

RIA

Registered Investment Advisory firm - (1/25/2022 Approved)

Ohio

Registered Investment Advisory firm - (1/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/29/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT PLANS, INC.

CRD#: 286214 / SEC#: 801-123069

RIA

Registered Investment Advisory firm - (1/25/2022 Approved)

Ohio

Registered Investment Advisory firm - (1/31/2018 Approved)

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Contact information

Main Address

124 Dorchester Square Suite B, Westerville, OH 43081

Mailing Address

Phone number

(614) 339-1910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT PLANS, INC FORM ADV PART 2A DTD 02-15-2025 (2/21/2025)

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 247,867,287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard T. Ritter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Thomas Ritter's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT PLANS, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

RETIREMENT PLANS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/31/1996

Series 6

Date: 2/29/1996

Current Firm

RETIREMENT PLANS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANS, INC.

TRUST BUT VERIFY

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