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JD

Jeremy P. Dicker

ONE WEALTH CAPITAL MANAGEMENT
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 2706452
JD

Professional summary

Jeremy Paul Dicker, who also goes by Jeremy Dicker, is a registered financial advisor currently at ONE WEALTH CAPITAL MANAGEMENT, LLC located in El Segundo, California.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeremy has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeremy Dicker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
One Wealth Management Financial And Insurance Services, Inc. investment-related 30423 Canwood Street, Suite 227, Agoura Hills, CA 91301 insurance Owner, Insurance Broker 12/17/2015 40 hours per month all hours during trading Conduct all financial services under this entity Mass Mutual Life investment-related Scottsdale, AZ insurance Insurance Agent 11/2023 10 hours per month all hours during trading sell insurance products Jeremy Dicker Consulting not investment-related Phoenix, AZ business consulting Owner 02/03/2020 10 hours per month all hours during trading Consult with clients regarding payables and receivables, inventory control, organization, and succession planning. Club 1319, LLC investment-related commercial real estate Partner 04/09/2021 5 hours per month no hours during trading no duties ONE Wine Consulting, LLC not investment-related winery consulting Managing Member 05/16/2022 4 hours per month all hours during trading Marketing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Paul Dicker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2024 - Present

ONE WEALTH CAPITAL MANAGEMENT, LLC

Office #1: 222 N Pacific Coast Highway Ste 1331, El Segundo, CA 90245Office #2: 4900 North Scottsdale Road Suite 4900, Scottsdale, AZ 85251Office #3: 1345 Park Street, Paso Robles, CA 93446
RIA
CRD#: 331395
El Segundo, CA
Past

July 12, 2023 - July 30, 2024

ONE WEALTH INVESTORS

RIA
CRD#: 288030
Phoenix, AZ
Past

December 4, 2018 - June 30, 2023

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
PHOENIX, AZ
Past

December 3, 2018 - June 30, 2023

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
PHOENIX, AZ
Past

December 6, 2012 - November 30, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
SANTA MONICA, CA
Past

November 30, 2012 - November 30, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SANTA MONICA, CA
Past

October 18, 2007 - December 14, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
LOS ANGELES, CA
Past

August 7, 1998 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

August 7, 1998 - December 14, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
ONE WEALTH CAPITAL MANAGEMENT, LLC
ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD#: 331395 / SEC#: 801-130300

RIA
Registered Investment Advisory firm - (5/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(6/3/2024)
IAR
California
(5/22/2024)
IAR
Texas
(8/29/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/21/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/12/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/6/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OW
ONE WEALTH CAPITAL MANAGEMENT, LLC
ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD#: 331395 / SEC#: 801-130300

RIA
Registered Investment Advisory firm - (5/16/2024 Approved)
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Contact information

Main Address
4900 North Scottsdale Road Suite 4900, Scottsdale, AZ 85251
Mailing Address
Phone number
(855) 663-9584
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE (5/1/2025)

Regulatory assets under management

Total Number of Accounts532
AUM (Assets Under Management)$ 270,773,625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE WEALTH CAPITAL MANAGEMENT, LLC

CRD#: 331395El Segundo, CA 90245

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