Ametza I. Delgado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ametza Iveliths Delgado was a registered financial professional .
Ametza is a previously registered financial professional and started their career in finance in 1996. Ametza had worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 1999 - June 13, 2001
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
July 29, 1999 - June 13, 2001
UBS FINANCIAL SERVICES INC.
August 13, 1997 - August 26, 1999
DORAL SECURITIES, INC.
January 20, 1997 - July 8, 1997
SANTANDER SECURITIES LLC
June 4, 1996 - September 28, 1998
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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