Aaron O. Munoz

CERDA MUNOZ ADVISORS,

Whittier, CA 90602

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CRD#: 2706327

Professional summary

Aaron Octavio Munoz, CFP® is a registered financial advisor currently at CERDA MUNOZ ADVISORS, INC located in Whittier, California.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Aaron has worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS AARON MUNOZ TAX PREPARER WITH CERDA MUNOZ ADVISORS, INC. BUSINESS HAS SAME NAME AS ADVISORY FIRM, TAX PREPARATION SERVICES ARE NOT INVESTMENT RELATED, 10821 PARAMOUNT BLVD DOWNEY CA 90241, TAX PREPARATION, SALARY EMPLOYEE . APPROXIMATELY NUMBER OF HOURS PER MONTH 10. HOURS DEVOTED DURING TRADING HOURS NONE. I PREPARE INDIVIDUAL INCOME TAX RETURNS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Octavio Munoz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

June 4, 2014 - Present

CERDA MUNOZ ADVISORS, INC

Office #1: 7720 Painter Ave Suite A, Whittier, CA 90602

RIA

CRD#: 170784

Whittier, CA

Past

May 1, 2013 - December 22, 2014

CERDA WEALTH MANAGEMENT

RIA

CRD#: 166224

DOWNEY, CA

Past

June 12, 2012 - April 29, 2013

WEALTH MANAGEMENT LAB

RIA

CRD#: 130912

SANTA FE SPRINGS, CA

Past

November 5, 1996 - November 30, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

SANTA FE SPRINGS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERDA MUNOZ ADVISORS, INC

CRD#: 170784 / SEC#: 801-122069

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

California

Registered Investment Advisory firm - (10/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/4/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CERDA MUNOZ ADVISORS, INC

CRD#: 170784 / SEC#: 801-122069

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

California

Registered Investment Advisory firm - (10/24/2021 Terminated)

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Contact information

Main Address

7720 Painter Ave Suite A, Whittier, CA 90602

Mailing Address

Phone number

(562) 222-4525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CERDA MUNOZ ADVISORS, INC ADV PART 2A &B (3/25/2025)

Regulatory assets under management

Total Number of Accounts	810
AUM (Assets Under Management)	$ 209,182,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron O. Munoz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Octavio Munoz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CERDA MUNOZ ADVISORS, INC

CERDA WEALTH MANAGEMENT

WEALTH MANAGEMENT LAB

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

CERDA MUNOZ ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/1997

Series 6

Date: 11/4/1996

Current Firm

CERDA MUNOZ ADVISORS, INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CERDA MUNOZ ADVISORS, INC

TRUST BUT VERIFY

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