Daniel I. Blanchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Isaac Blanchard was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 6 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2012 - September 3, 2013
ARC SECURITIES, LLC
May 8, 2008 - January 3, 2014
CGA SECURITIES, LLC
September 27, 2007 - November 19, 2007
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
June 3, 1998 - September 1, 1998
SALOMON BROTHERS INC.
June 3, 1998 - March 6, 2001
CITIGROUP GLOBAL MARKETS INC.
February 9, 1996 - May 1, 1998
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 12/19/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ARC SECURITIES, LLC
CRD#: 38045 / SEC#: , 8-48076
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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