Steven L. Greenblatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Greenblatt, who also goes by Steven Lee Greenblatt, Steven Greenblatt, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2018 - September 28, 2021
LOGICA CAPITAL ADVISERS, LLC
June 26, 2017 - December 31, 2017
LOGICA CAPITAL ADVISERS, LLC
September 3, 2014 - January 26, 2015
FORESIDE FUND SERVICES, LLC
February 8, 1996 - July 9, 1998
CATERPILLAR SECURITIES INC.
Primary Firm SEC Registration
LOGICA CAPITAL ADVISERS, LLC
CRD#: 168906 / SEC#: 801-120296
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOGICA CAPITAL ADVISERS, LLC
CRD#: 168906 / SEC#: 801-120296
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 541,021,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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