Peter Korotkiy
Professional summary
Peter Korotkiy is a registered financial professional currently at TRADESTATION SECURITIES, INC. located in Chicago, Illinois.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Korotkiy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2015 - Present
TRADESTATION SECURITIES, INC.
Office #1: 120 South Riverside Plaza Suite 1650, Chicago, IL 60606Office #2: 8050 Sw 10th Street Suite 2000, Plantation, FL 33324Office #3: 2 Wall Street Suite 730, New York, NY 10005April 17, 2008 - February 27, 2015
E*TRADE FUTURES LLC
May 23, 2006 - December 31, 2006
BROWNCO, LLC
April 22, 2005 - April 9, 2007
E*TRADE SECURITIES LLC
September 3, 2002 - June 17, 2005
E*TRADE CLEARING LLC
March 29, 1999 - September 3, 2002
E*TRADE SECURITIES LLC
January 8, 1997 - March 15, 1999
VANGUARD CAPITAL
November 5, 1996 - January 13, 1997
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2015)
(1/2/2019)
(2/22/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/28/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
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