Steven R. Prew

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CRD#: 2705300

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Richard Prew was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2018 - February 13, 2020

CAMELOT PORTFOLIOS, LLC

RIA

CRD#: 145918

Highland Ranch, CO

Past

July 24, 2018 - February 13, 2020

CAMELOT FUNDS, LLC

RIA

CRD#: 169957

HIGHLAND RANCH, CO

Past

December 8, 2017 - January 30, 2018

TRIAD ADVISORS LLC

CRD#: 25803

Greenwood Village, CO

Past

July 16, 2012 - July 20, 2017

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

July 7, 2011 - July 19, 2012

B. C. ZIEGLER AND COMPANY

RIA

CRD#: 61

GREENWOOD VILLAGE, CO

Past

July 7, 2011 - July 19, 2012

B. C. ZIEGLER AND COMPANY

CRD#: 61

GREENWOOD VILLAGE, CO

Past

April 10, 2007 - July 13, 2011

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

MONUMENT, CO

Past

February 6, 2007 - July 13, 2011

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

July 21, 2006 - January 26, 2007

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

May 25, 2005 - June 19, 2006

B. C. ZIEGLER AND COMPANY

CRD#: 61

CHICAGO, IL

Past

July 21, 2003 - July 23, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

March 22, 2000 - July 11, 2003

ATLAS SECURITIES, LLC

CRD#: 20991

SAN LEANDRO, CA

Past

September 12, 1996 - March 24, 2000

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

March 11, 1996 - September 5, 1996

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 11, 1996 - September 5, 1996

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMELOT PORTFOLIOS, LLC

CAMELOT PORTFOLIOS, LLC | MUNN WEALTH MANAGEMENT, LLC | MUNN WEALTH MANAGEMENT | MUNN WEALTH ADVISORS

CRD#: 145918 / SEC#: 801-70932

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Ohio

Registered Investment Advisory firm - (1/6/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/6/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/8/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAMELOT PORTFOLIOS, LLC

CAMELOT PORTFOLIOS, LLC | MUNN WEALTH MANAGEMENT, LLC | MUNN WEALTH MANAGEMENT | MUNN WEALTH ADVISORS

CRD#: 145918 / SEC#: 801-70932

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Ohio

Registered Investment Advisory firm - (1/6/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/6/2010 Terminated)

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Contact information

Main Address

1700 Woodlands Dr Suite 100, Maumee, OH 43537

Mailing Address

Phone number

(419) 794-0538

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAMELOT PORTFOLIOS ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts	2,651
AUM (Assets Under Management)	$ 295,347,602

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven R. Prew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMELOT FUNDS, LLC

TRIAD ADVISORS LLC

TRANSAMERICA CAPITAL, LLC

B. C. ZIEGLER AND COMPANY

B. C. ZIEGLER AND COMPANY

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

TRANSAMERICA CAPITAL, LLC

B. C. ZIEGLER AND COMPANY

ALLSTATE FINANCIAL SERVICES, LLC

ATLAS SECURITIES, LLC

JANUS HENDERSON DISTRIBUTORS US LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAMELOT PORTFOLIOS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2018

Series 63

Date: 9/25/1996

SIE

Date: 1/30/2018

Series 7

Date: 12/15/2005

Series 6

Date: 3/8/1996

Current Firm

CAMELOT PORTFOLIOS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMELOT PORTFOLIOS, LLC

TRUST BUT VERIFY

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