Anthony Fusco
Professional summary
Anthony Fusco was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Anthony had worked at 6 firms, which includes LEGEND TRADING LLC, LEGEND SECURITIES INC., LT LAWRENCE & CO. INC., CONTINENTAL BROKER-DEALER CORP., ROYAL PALM INVESTMENTS LTD., CRESSIDA CAPITAL INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - February 1, 2013
LEGEND TRADING, LLC
April 25, 2001 - January 5, 2017
LEGEND SECURITIES, INC.
April 29, 1997 - June 25, 1997
LT LAWRENCE & CO., INC.
January 13, 1997 - May 8, 1997
CONTINENTAL BROKER-DEALER CORP.
August 30, 1996 - December 20, 1996
ROYAL PALM INVESTMENTS, LTD.
April 3, 1996 - April 3, 1996
CRESSIDA CAPITAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
LEGEND TRADING, LLC
CRD#: 150567 / SEC#: , 8-68269
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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