Antonio J. Duarte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio J Duarte, who also goes by Tony Duarte, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1996. Antonio had worked at 6 firms and has passed the Series 65, Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2015 - February 13, 2017
FIDUCIARY INVESTMENT ADVISORS, LLC
January 18, 2007 - December 3, 2007
EMPOWER FINANCIAL SERVICES, INC.
January 1, 2005 - January 3, 2007
MMC SECURITIES LLC
June 7, 2000 - January 1, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
May 2, 1996 - April 22, 1999
CITISTREET EQUITIES LLC
April 18, 1996 - May 21, 1996
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
FIDUCIARY INVESTMENT ADVISORS, LLC
CRD#: 140675 / SEC#: 801-66762
Contact information
Red Flags
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