Paul F. Shaughnessy

MRP CAPITAL INVESTMENTS

Alpharetta, GA 30022

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CRD#: 2704736

Professional summary

Paul Francis Shaughnessy, CFP®, who also goes by Paul Shaughnessy, is a registered financial advisor currently at MRP CAPITAL INVESTMENTS, LLC located in Alpharetta, Georgia and BROOKHAVEN CAPITAL GROUP located in Marietta, Georgia.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 7 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 3, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Shaughnessy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MRP Capital Investments LLC - Investment related - 796 0ak Trail Drive, Marietta GA 30062 - RIA Financial Services - Rinancial Advisor - 4/2018 - 160 hours a month - 120 trading hours a month - I am a fee only financial advisor at RIA MRP Capital INvestments. I am a CPF(r) and a goals based financial advisor who help client with their investments 2) PKS Financial - Investment related 80 State street Albany NY 12207 - fixed/traditional insurance -agent - 06/2020 - sales of fixed/traditional insurance 3) Brookhaven Capital Group. Investment Related. At registered location. RIA. IAR. 7/1/2021. Hrs/month 80 all during trading hours. Financial Advising.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Francis Shaughnessy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

May 30, 2018 - Present

MRP CAPITAL INVESTMENTS, LLC

Office #1: 8440 Holcomb Bridge Road Suite 520, Alpharetta, GA 30022

RIA

CRD#: 167256

Alpharetta, GA

Current

June 18, 2021 - Present

BROOKHAVEN CAPITAL GROUP

RIA

CRD#: 312454

Marietta, GA

Current

July 15, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 796 Oaktrail Drive, Marietta, GA 30062

CRD#: 35747

Marietta, GA

Past

May 24, 2017 - January 22, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

DUNWOODY, GA

Past

May 18, 2017 - January 22, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

February 4, 2003 - November 10, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALPHARETTA, GA

Past

October 7, 1998 - November 10, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALPHARETTA, GA

Past

November 20, 1996 - September 15, 1998

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MRP CAPITAL INVESTMENTS, LLC

CRD#: 167256 / SEC#: 801-121410

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Ohio

Registered Investment Advisory firm - (10/14/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/27/2020)

IAR

Georgia
(5/30/2018)

Georgia
(7/20/2020)

New York
(7/30/2020)

North Carolina
(7/30/2020)

Ohio
(10/13/2022)

South Carolina
(8/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/27/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/29/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 1/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/10/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 12/10/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/19/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/7/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/4/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MRP CAPITAL INVESTMENTS, LLC

CRD#: 167256 / SEC#: 801-121410

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Ohio

Registered Investment Advisory firm - (10/14/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/17/2021 Terminated)

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Contact information

Main Address

8440 Holcomb Bridge Road Suite 520, Alpharetta, GA 30022

Mailing Address

Phone number

(404) 274-7851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MRP CAPITAL INVESTMENTS ADV PART 2 BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	311
AUM (Assets Under Management)	$ 201,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul F. Shaughnessy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Francis Shaughnessy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKHAVEN CAPITAL GROUP

PURSHE KAPLAN STERLING INVESTMENTS

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

MRP CAPITAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/2020

Series 65

Date: 1/29/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 1/22/2018

Series 3

Date: 5/10/2010

Series 31

Date: 12/10/2003

Series 7

Date: 11/19/1996

Series 10

Date: 1/7/2000

Series 9

Date: 1/4/2000

Series 24

Date: 5/16/1997

FINRA

Current Firm

MRP CAPITAL INVESTMENTS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MRP CAPITAL INVESTMENTS, LLC

TRUST BUT VERIFY

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