Douglas E. Himmel
Professional summary
Douglas Evan Himmel is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1996. Douglas has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Evan Himmel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2007 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 8, 1999 - July 12, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 17, 1997 - January 7, 1999
CARNEGIE INVESTOR SERVICES INC.
March 3, 1997 - December 18, 1997
MEYERS POLLOCK ROBBINS, INC.
April 12, 1996 - March 18, 1997
WALSH MANNING SECURITIES, LLC
February 9, 1996 - March 28, 1996
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2007)
(3/4/2014)
(6/10/2014)
(4/2/2014)
(8/8/2018)
(1/5/2015)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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