ND
Naomi R. Dagostino
EAGLE STRATEGIES LLC
INDEPENDENCE, OH 44131
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CRD#: 2704500
ND
Professional summary
Naomi R Dagostino is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Independence, Ohio and NYLIFE SECURITIES LLC located in Independence, Ohio.
Naomi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Naomi has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 6100 Oak Tree Blvd., Suite 300, Independence, OH 44131; Start Date 05/2018; Role/Title: Principal; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF INSIGHT FINANCIAL ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; PENINSULA, OH; START DATE: 08/2018] [Bath Volunteers for Service; Volunteer activities that benefit the community living for adults and children.; P.O. Box 33 - Bath, Ohio 44210; Start Date 01/2021; Role/Title: Member; Not Investment Related; 3 hours per month; 2 hours per month during securities trading hours;Volunteer for activities such as the local horse show, donations for the Womens' shelter, Posting signage for events] [Bath Business Association; A not-for-profit organization of local business owners and community groups and members dedicated to promoting business in Bath while preserving and enhancing the rural, scenic and historical identities of the area.; P.O. Box 422 - Bath, Ohio 44210; Start Date 01/2021; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;Monthly meetings to discuss updates in the community and events] [Lunch and Learn Program for Summit County Employees; Summit County Government Employees (in Ohio); 175 S. Main Street, Akron, Ohio 44308; Start Date 08/2023; Role/Title: Educator/Instructor; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; Introduce Speakers, Ask questions in the Q&A sessions]
CRS (Client Relationship Summary) - RIA
Click below to view Naomi R Dagostino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 6100 Oak Tree Blvd Suite 300, Independence, OH 44131RIA
CRD#: 110826
INDEPENDENCE, OH
Current
October 3, 1996 - Present
NYLIFE SECURITIES LLC
Office #1: 6100 Oak Tree Blvd. Suite 300, Independence, OH 44131-6970BD
CRD#: 5167
Independence, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/1/2021)
RR
Florida(5/25/2021)
RR
Louisiana(1/10/2024)
RR
Massachusetts(5/29/2024)
RR
North Carolina(1/5/2021)
RR
Ohio(10/3/1996)
IAR
Ohio(10/14/2022)
RR
South Carolina(9/17/1997)
RR
Tennessee(4/5/2017)
RR
Wisconsin(1/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
