JG
Jason R. Gladowsky
THE GLADOWSKY GROUP
Smithtown, NY 11787
Some features on this profile are disabled
CRD#: 2704419
JG
Professional summary
Jason Robert Gladowsky is a registered financial advisor currently at THE GLADOWSKY GROUP located in Smithtown, New York.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Robert Gladowsky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Robert Gladowsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2010 - Present
THE GLADOWSKY GROUP
Office #1: 18 Manor Road, Smithtown, NY 11787Office #2: 18 Manor Road, Smithtown, NY 11787RIA
BD
CRD#: 45287
Smithtown, NY
Current
December 22, 1998 - Present
THE GLADOWSKY GROUP
Office #1: 18 Manor Road, Smithtown, NY 11787Office #2: 18 Manor Road, Smithtown, NY 11787RIA
BD
CRD#: 45287
Smithtown, NY
Past
January 31, 1997 - April 23, 1998
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TG
THE GLADOWSKY GROUP
GLADOWSKY CAPITAL MANAGEMENT CORP | THE GLADOWSKY GROUP | GLADOWSKY CAPITAL MANAGEMENT CORP.
CRD#: 45287 / SEC#: 801-55802, 8-51017
RIA
Registered Investment Advisory firm - SEC (5/12/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/19/2015)
RR
California(6/4/1999)
RR
Connecticut(3/5/1999)
RR
Florida(12/23/1998)
RR
Maryland(1/5/1999)
RR
Massachusetts(4/22/1999)
RR
New Jersey(1/7/1999)
RR
New York(7/23/1998)
RR
North Carolina(1/26/1999)
RR
Pennsylvania(8/14/1998)
RR
Texas(5/21/1999)
IAR
Texas(6/2/2010)
RR
Virginia(8/14/2007)
RR
Wisconsin(5/13/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TG
THE GLADOWSKY GROUP
GLADOWSKY CAPITAL MANAGEMENT CORP | THE GLADOWSKY GROUP | GLADOWSKY CAPITAL MANAGEMENT CORP.
CRD#: 45287 / SEC#: 801-55802, 8-51017
RIA
Registered Investment Advisory firm - SEC (5/12/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
18 Manor Road, Smithtown, NY 11787
Mailing Address
18 Manor Road, Smithtown, NY 11787
Phone number
(631) 360-7200
Established
New York since 01/16/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
SEC notice filing (4 States and Territories)
FINRA licenses (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,001 |
| AUM (Assets Under Management) | $ 180,481,087 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
