Craig W. Tucker
Professional summary
Craig Wayne Tucker JR, who also goes by Craig Tucker Jr., is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1996. Craig has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Wayne Tucker JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2025 - Present
PARALEL DISTRIBUTORS
Office #1: 950 3rd Avenue, New York, NY 10022February 16, 2021 - November 14, 2024
HSBC SECURITIES (USA) INC.
January 6, 2009 - November 14, 2024
HSBC SECURITIES (USA) INC.
October 1, 2008 - January 2, 2009
J.P. MORGAN SECURITIES LLC
June 18, 2003 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 2, 2002 - April 18, 2002
BLACKWOOD SECURITIES, LLC
April 18, 2000 - November 28, 2001
A.B. WATLEY, INC.
May 29, 1996 - April 19, 2000
TD AMERITRADE, INC.
February 12, 1996 - April 8, 1996
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
