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DL

Dominic J. Linsalata

DAWSON JAMES ASSET MANAGEMENT
Boca Raton, FL 33432
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CRD#: 2703709
DL

Professional summary


Dominic Joseph Linsalata JR, who also goes by Dominic Linsalata, is a registered financial advisor currently at DAWSON JAMES ASSET MANAGEMENT, INC. located in Boca Raton, Florida and DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Dominic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Dominic has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dominic Linsalata

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sixth Borough Capital Management LLC, Investment related, 251 Little Falls Drive Wilmington, DE 19808, Private Investment Fund, Member, Member, 5/14/21, Approximately 40/month, 4/month, Managing Member of Fund.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Dominic Joseph Linsalata JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 29, 2021 - Present

DAWSON JAMES ASSET MANAGEMENT, INC.

Office #1: 101 N. Federal Hwy Suite 600, Boca Raton, FL 33432
RIA
CRD#: 135259
Boca Raton, FL
Current

September 27, 2019 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432
BD
CRD#: 130645
Boca Raton, FL
Past

May 12, 2017 - September 30, 2019

NFSG CORPORATION

RIA
CRD#: 130814
BOCA RATON, FL
Past

July 28, 2016 - September 30, 2019

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

October 3, 2012 - August 24, 2016

DAWSON JAMES SECURITIES, INC.

BD
CRD#: 130645
BOCA RATON, FL
Past

January 23, 2012 - July 18, 2012

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
ROCKVILLE CENTRE, NY
Past

January 4, 2010 - July 9, 2010

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
HAUPPAUGE, NY
Past

July 17, 2009 - January 13, 2010

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
HAUPPAUGE, NY
Past

October 3, 2007 - July 21, 2009

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
HUNTINGTON, NY
Past

October 26, 2004 - October 31, 2007

DAWSON JAMES SECURITIES, INC.

BD
CRD#: 130645
BOCA RATON, FL
Past

September 16, 2002 - October 26, 2004

VIEWTRADE FINANCIAL

BD
CRD#: 47116
BOCA RATON, FL
Past

May 27, 2002 - October 21, 2002

STONEX SECURITIES INC.

BD
CRD#: 18456
BIRMINGHAM, AL
Past

September 24, 2001 - May 7, 2002

STERLING FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 41506
BOCA RATON, FL
Past

December 15, 2000 - March 23, 2001

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

July 28, 2000 - December 12, 2000

CANTELLA & CO., INC.

BD
CRD#: 13905
MALDEN, MA
Past

December 14, 1998 - July 17, 2000

CARNEGIE INVESTOR SERVICES INC.

BD
CRD#: 8295
NEW YORK, NY
Past

October 24, 1996 - December 10, 1998

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY
Past

August 20, 1996 - November 19, 1996

KENSINGTON WELLS INCORPORATED

BD
CRD#: 30570
Past

March 15, 1996 - September 3, 1996

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(9/27/2019)
RR
California
(9/27/2019)
RR
Connecticut
(9/27/2019)
RR
Florida
(9/27/2019)
IAR
Florida
(9/29/2021)
RR
Idaho
(2/28/2025)
RR
Michigan
(9/27/2019)
RR
Minnesota
(9/27/2019)
RR
New Jersey
(9/27/2019)
RR
New York
(9/27/2019)
RR
North Carolina
(10/3/2019)
RR
Ohio
(9/27/2019)
RR
Pennsylvania
(9/30/2019)
RR
Texas
(11/12/2019)
RR
Wisconsin
(10/1/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/11/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


DJ
DAWSON JAMES ASSET MANAGEMENT, INC.
DAWSON JAMES ASSET MANAGEMENT, INC. | JS CAPITAL ADVISERS

CRD#: 135259 / SEC#:

California
Registered Investment Advisory firm - (3/22/2006 Approved)
Florida
Registered Investment Advisory firm - (9/28/2005 Approved)
Illinois
Registered Investment Advisory firm - (1/4/2010 Approved)
Maryland
Registered Investment Advisory firm - (5/6/2009 Approved)
New York
Registered Investment Advisory firm - (9/20/2010 Approved)
Texas
Registered Investment Advisory firm - (3/22/2006 Approved)
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Contact information


Main Address
101 N. Federal Hwy Suite 600, Boca Raton, FL 33432
Mailing Address
Phone number
(561) 391-5555
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DAWSON JAMES ASSET MANAGEMENT, INC.

CRD#: 135259Boca Raton, FL 33432

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