Gary C. Link

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CRD#: 2703651

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Charles Link, CFP® was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 2012. Gary had worked at 1 firm and has passed the Series 65 exam.

Core Areas of Focus

Business Owners

Charitable Giving

Entrepreneurs

ExPat and Cross Border Issues

High Net Worth Client Needs

Investment Advice with Ongoing Management

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Retirement Planning

Retirement Income Management

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Past

September 17, 2012 - February 12, 2026

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 145682

WARREN, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

CRD#: 145682 / SEC#: 801-71211

RIA

Registered Investment Advisory firm - (3/15/2010 Approved)

New York

Registered Investment Advisory firm - (6/28/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2012

Uniform Investment Adviser Law Examination

Current Firm

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

CRD#: 145682 / SEC#: 801-71211

RIA

Registered Investment Advisory firm - (3/15/2010 Approved)

New York

Registered Investment Advisory firm - (6/28/2010 Terminated)

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Contact information

Main Address

Hillsdale, NY

Mailing Address

Po Box 176, Hillsdale, NY 12529

Phone number

(917) 660-0980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/12/2026)

Regulatory assets under management

Total Number of Accounts	343
AUM (Assets Under Management)	$ 612,164,932

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report
10/28/2024	Cover Page	Report
10/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Gary C. Link

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2012

Current Firm

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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