Todd A. Hasty

NASH-HASTY PRIVATE WEALTH MANAGEMENT

Peoria, IL 61614

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CRD#: 2703615

Professional summary

Todd Alan Hasty is a registered financial advisor currently at NASH-HASTY PRIVATE WEALTH MANAGEMENT located in Peoria, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Peoria, Illinois.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Todd has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Hasty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2024 - Present

NASH-HASTY PRIVATE WEALTH MANAGEMENT

Office #1: 1605 West Candletree Drive Suite #108, Peoria, IL 61614

RIA

CRD#: 328332

Peoria, IL

Current

March 26, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1605 W Candletree Dr Suite 108, Peoria, IL 61614

CRD#: 35747

Peoria, IL

Past

June 21, 1999 - March 14, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

PEORIA, IL

Past

September 3, 1998 - March 14, 2024

LPL FINANCIAL LLC

CRD#: 6413

PEORIA, IL

Past

January 26, 1996 - October 6, 1998

FOCUSED INVESTMENTS L.L.C.

CRD#: 37532

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/26/2024)

IAR

Illinois
(3/7/2024)

Illinois
(4/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NASH-HASTY PRIVATE WEALTH MANAGEMENT

NASH HASTY PRIVATE WEALTH MANAGEMENT, LLC | NASH-HASTY PRIVATE WEALTH MANAGEMENT | NASH-HASTY INVESTMENTS | NASH-HASTY INVESTMENT SERVICES | NASH-HASTY

CRD#: 328332 / SEC#:

Illinois

Registered Investment Advisory firm - (3/7/2024 Approved)

Texas

Registered Investment Advisory firm - (1/2/2024 Conditional Restricted)

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Contact information

Main Address

1605 West Candletree Drive Suite #108, Peoria, IL 61614

Mailing Address

Phone number

(309) 589-0180

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	226
AUM (Assets Under Management)	$ 51,399,573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Todd A. Hasty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Hasty's CRS (Customer Relationship Summary).

Certified licenses

Experience

NASH-HASTY PRIVATE WEALTH MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FOCUSED INVESTMENTS L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/1999

Series 63

Date: 2/1/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/25/1996

Series 24

Date: 6/4/1999

FINRA

Current Firm

NASH-HASTY PRIVATE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NASH-HASTY PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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