Mona W. Goodyear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mona Warren Goodyear, who also goes by Mona Therese Warren, was a registered financial professional .
Mona is a previously registered financial professional and started their career in finance in 2011. Mona had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2011 - April 16, 2018
PLAN TO INVEST CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
PLAN TO INVEST CAPITAL MANAGEMENT, INC.
CRD#: 153726 / SEC#: 801-71427
Contact information
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 15,293,891 |
Red Flags
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