Paulette Greenwell

ROFFMAN MILLER ASSOCIATES

PHILADELPHIA, PA 19103

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CRD#: 2703326

Professional summary

Paulette Greenwell, who also goes by Frances Paulette Greenwell, is a registered financial advisor currently at ROFFMAN MILLER ASSOCIATES INC located in Philadelphia, Pennsylvania.

Paulette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paulette has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frances Paulette Greenwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paulette Greenwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 1997 - Present

ROFFMAN MILLER ASSOCIATES INC

Office #1: 1835 Market Street Suite 500, Philadelphia, PA 19103

RIA

CRD#: 106019

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROFFMAN MILLER ASSOCIATES INC

ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC

CRD#: 106019 / SEC#: 801-38491

RIA

Registered Investment Advisory firm - (3/22/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/8/1997)

IAR

Texas
(5/26/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 12/26/1995

Non-Member General Securities Examination

Current Firm

ROFFMAN MILLER ASSOCIATES INC

ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC

CRD#: 106019 / SEC#: 801-38491

RIA

Registered Investment Advisory firm - (3/22/1991 Approved)

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Contact information

Main Address

1835 Market Street Suite 500, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 981-1030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROFFMAN MILLER ASSOCIATES, INC. PART 2 (5/12/2025)

Regulatory assets under management

Total Number of Accounts	1,563
AUM (Assets Under Management)	$ 2,895,159,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Paulette Greenwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paulette Greenwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROFFMAN MILLER ASSOCIATES INC

Primary Firm SEC Registration

ROFFMAN MILLER ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/1996

Series 2

Date: 12/26/1995

Current Firm

ROFFMAN MILLER ASSOCIATES INC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROFFMAN MILLER ASSOCIATES INC

TRUST BUT VERIFY

Contact information

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