Bruce G. Kinloch
Professional summary
Bruce Gibson Kinloch is a registered financial professional currently at FAIRVIEW SECURITIES, INC. located in Darien, Connecticut.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1968. Bruce has worked at 10 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 22TO, Series 99TO, SIE, Series 3, Series 15, Series 5, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Gibson Kinloch's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 1994 - Present
FAIRVIEW SECURITIES, INC.
July 31, 1990 - February 23, 1994
AMS SECURITIES, INC.
December 18, 1984 - September 5, 1989
LAZARD FRERES & CO. LLC
September 19, 1983 - January 7, 1985
EULAV SECURITIES, INC.
July 28, 1978 - April 22, 1983
SALOMON BROTHERS INC.
March 3, 1978 - September 22, 1978
CITIGROUP GLOBAL MARKETS INC.
March 15, 1977 - May 8, 1978
NORMANDY SECURITIES INCORPORATED
July 11, 1974 - February 10, 1977
H.C.WAINWRIGHT & CO., LLC
February 12, 1971 - July 26, 1974
CLARK DODGE & CO INCORPORTED
September 11, 1968 - March 12, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/1994)
(3/9/1994)
(10/16/2012)
(2/7/2013)
(10/31/2012)
(8/3/2016)
(3/31/1994)
(3/9/2016)
(2/7/1997)
(3/28/1994)
(2/11/2013)
(10/18/2012)
(2/27/2013)
(11/9/2012)
(4/26/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 15
Date: 11/19/1982
Foreign Currency Options ExaminationSeries 5
Date: 10/21/1981
Interest Rate Options ExaminationSeries 1
Date: 9/6/1968
Registered Representative ExaminationSeries 40
Date: 11/13/1978
Registered Principal ExaminationFINRA
Current Firm
FAIRVIEW SECURITIES, INC.
CRD#: 35703 / SEC#: , 8-46868
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUNDERLAND, JASON THADDEUS | CEO, CCO, AMLCO, GENERAL SECURITIES PRINCIPAL, FINOP, PFO AND POO | 2650445 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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