Paul M. Kink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Martin Kink was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1967. Paul had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 000, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - July 18, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 22, 1996 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 16, 1990 - July 18, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 23, 1984 - October 5, 1990
PIPER SANDLER & CO.
December 5, 1983 - October 5, 1984
LEHMAN BROTHERS INC.
September 24, 1974 - September 1, 1978
EDWARD JONES
April 1, 1967 - November 28, 1983
FOSTER & MARSHALL INC.
February 28, 1967 - November 14, 1974
BACHE & CO INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 4/1/1967
General Securities Principal ExaminationSeries 1
Date: 2/27/1967
Registered Representative ExaminationSeries 40
Date: 9/23/1978
Registered Principal ExaminationSeries 12
Date: 9/1/1978
NYSE Branch Manager ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
