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Teresa Ann Scagliotti

Teresa A. Scagliotti

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CRD#: 2702283
Teresa Ann Scagliotti

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Teresa Ann Scagliotti, CFP®, who also goes by Teresa Ann Burleigh, was a registered financial professional .

Teresa is a previously registered financial professional and started their career in finance in 1996. Teresa had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Teresa Ann Burleigh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

October 3, 2016 - January 12, 2024

SCAGLIOTTI & ASSOCIATES

RIA
CRD#: 134070
Los Gatos, CA
Past

May 23, 2001 - October 13, 2001

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

October 5, 1998 - May 17, 2001

FOOTHILL SECURITIES, INC.

BD
CRD#: 1027
SANTA CLARA, CA
Past

May 23, 1997 - October 2, 1998

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

February 28, 1996 - May 22, 1997

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/15/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


S&
SCAGLIOTTI & ASSOCIATES
SCAGLIOTTI & ASSOCIATES | SCAGLIOTTI, TERESA ANN

CRD#: 134070 / SEC#:

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Contact information


Main Address
Los Gatos, CA
Mailing Address
Phone number
(408) 472-4384
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCAGLIOTTI & ASSOCIATES

CRD#: 134070

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