Chad Matthew Smith
CFP®Professional Summary
Chad Matthew Smith, CFP® is a registered financial advisor currently at RETIREMENT PLANNING SPECIALISTS, INC. located in Ashland, Oregon. Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Chad has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Comprehensive Financial Planning
- Tax Planning
- Investment Planning
- Social Security Planning
- Insurance Planning
- Retirement Income Management
- Estate Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MILLION DOLLAR PRODUCER, INC. | THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI | S & P FINANCIAL, INC. | RETIREMENT PLANNING SPECIALISTS, INC.
Contact Information
Main Address
241 Maple Street Suite 101, Ashland, OR 97520Phone Number
(541) 482-0138# of Employees
2SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,651AUM (Assets Under Management)
$370,590,050Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MILLION DOLLAR PRODUCER, INC. | THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI | S & P FINANCIAL, INC. | RETIREMENT PLANNING SPECIALISTS, INC.
State Registrations and Notice Filings
(9/6/2019)
(9/6/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Chad Matthew Smith's CRS (Customer Relationship Summary).
Services Offered by Chad
- Retirement Planning
- Comprehensive Financial Planning
- Tax Planning
- Investment Planning
- Social Security Planning
- Insurance Planning
- Retirement Income Management
- Estate Planning
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