Kristin L. Burnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Louise Burnett, who also goes by Kristin Burnett Gaerttner, Kristin Louise Gaerttner, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 1997. Kristin had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2011 - April 14, 2021
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
July 15, 2004 - February 14, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
September 13, 2000 - April 14, 2021
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
August 19, 1999 - September 19, 2000
TALBOT FINANCIAL SERVICES, INC.
June 15, 1999 - September 19, 2000
SIGNATOR FINANCIAL SERVICES, INC.
April 8, 1997 - June 14, 1999
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
CRD#: 21771 / SEC#: , 8-39227
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUSSELL INVESTMENT MANAGEMENT, LLC | CORPORATE PARENT OF APPLICANT | |
| ALVAREZ, CARLOS CID | US BROKER-DEALER CHIEF COMPLIANCE OFFICER | 5689384 |
| ERICKSON, ROSS EDWARD | DIRECTOR | 3003283 |
| JUNG, BRAD EDWARD | CHAIRMAN AND PRESIDENT | 2419757 |
| SIEGEL, DAVID ANDREW | FINANCIAL AND OPERATIONS PRINCIPAL | 7440274 |
| SURLOFF, HOWARD BRIAN | CHIEF LEGAL OFFICER | 7525747 |
Red Flags
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