Patrick J. Ahern
Professional summary
Patrick James Ahern, who also goes by Patrick J Ahern, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1996. Patrick has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick James Ahern's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2025 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 127 Public Square, Cleveland, OH 44114June 3, 2019 - August 13, 2025
JANNEY MONTGOMERY SCOTT LLC
March 24, 2015 - July 31, 2019
FIG PARTNERS, LLC
July 14, 2014 - January 12, 2015
GUGGENHEIM SECURITIES, LLC
June 29, 2013 - July 22, 2014
WELLS FARGO SECURITIES, LLC
February 15, 2013 - June 13, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 2, 2012 - February 26, 2013
KEEFE, BRUYETTE & WOODS, INC.
August 2, 2010 - May 2, 2012
SANDLER, O'NEILL & PARTNERS, L.P.
October 1, 1998 - April 16, 2010
FIFTH THIRD SECURITIES, INC.
February 14, 1996 - November 3, 1997
KEY CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2025)
(9/15/2025)
(9/4/2025)
(9/5/2025)
(8/20/2025)
Exams
FINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
