Steven A. Bodwin
Professional summary
Steven Andrew Bodwin, who also goes by Steve Bodwin, Steven Bodwin, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Andrew Bodwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2019 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 North Northsight Blvd., Scottsdale, AZ 85260October 1, 2019 - December 31, 2024
VANGUARD ADVISERS, INC.
September 30, 2011 - August 2, 2019
VANGUARD MARKETING CORPORATION
March 16, 2011 - June 21, 2011
ALLSTATE FINANCIAL SERVICES, LLC
March 15, 2011 - June 21, 2011
ALLSTATE FINANCIAL ADVISORS, LLC
June 5, 2008 - April 21, 2009
CHARLES SCHWAB & CO., INC.
June 5, 2008 - April 21, 2009
CHARLES SCHWAB & CO., INC.
April 4, 2008 - April 24, 2008
VOYA INVESTMENT MANAGEMENT CO. LLC
February 27, 2007 - April 21, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
July 26, 2006 - February 27, 2007
M&I FINANCIAL ADVISORS, INC
January 23, 1997 - January 25, 2006
CHARLES SCHWAB & CO., INC.
February 12, 1996 - September 11, 1996
IDS LIFE INSURANCE COMPANY
February 12, 1996 - September 11, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2019)
Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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