Todd J. Fennick

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

New Castle, PA 16105

Some features on this profile are disabled

CRD#: 2701476

Professional summary

Todd Johnston Fennick is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in New Castle, Pennsylvania and LASALLE ST SECURITIES, L.L.C. located in New Castle, Pennsylvania.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Todd has worked at 8 firms and has passed the Series 63, SIE, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FENNICK FINANCIAL SERVICES, SOLE PROPRIETORSHIP, NATURE OF BUS: INSURANCE SALES, TITLE: AGENT / BROKER, DUTIES: SALES & SERVICE, TIME SPENT: 20 % COMPENSATION: 1099 LaSalle St Investment Advisors - Advisory business; Investment Related T & J Lawncare - Non investment related - 50% owner, management and guidance of business activities, New Castle Rotary- Governing Board First Alliance Church Governing Board

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Johnston Fennick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2018 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 2819 Willimington Road, New Castle, PA 16105

RIA

CRD#: 109701

New Castle, PA

Current

September 4, 2018 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 2819 Willimington Rd, New Castle, PA 16105

CRD#: 7191

New Castle, PA

Past

January 30, 2015 - September 4, 2018

STONEX ADVISORS INC.

RIA

CRD#: 174182

New Castle, PA

Past

September 12, 2014 - September 4, 2018

STONEX SECURITIES INC.

CRD#: 18456

NEW CASTLE, PA

Past

January 2, 2009 - January 30, 2015

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

NEW CASTLE, PA

Past

January 2, 2009 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

NEW CASTLE, PA

Past

October 1, 1997 - December 31, 2008

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

NEW CASTLE, PA

Past

February 14, 1996 - October 28, 1997

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 14, 1996 - October 28, 1997

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/13/2021)

Arkansas
(1/22/2024)

California
(3/23/2021)

IAR

California
(3/23/2021)

Colorado
(9/4/2018)

Florida
(9/4/2018)

IAR

Florida
(9/14/2018)

Illinois
(5/23/2025)

Indiana
(3/23/2021)

IAR

Indiana
(10/6/2023)

Maine
(3/23/2021)

IAR

Maryland
(1/27/2025)

New Hampshire
(3/23/2021)

New York
(3/23/2021)

North Carolina
(9/29/2021)

IAR

North Carolina
(8/29/2022)

Ohio
(9/4/2018)

IAR

Ohio
(9/4/2018)

Pennsylvania
(9/4/2018)

IAR

Pennsylvania
(9/4/2018)

South Carolina
(9/22/2021)

Tennessee
(8/26/2021)

Texas
(9/4/2018)

IAR

Texas
(9/4/2018)

Virginia
(9/4/2018)

West Virginia
(3/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 12/1/2003

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 2/8/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Amanda Earlywine

HUMAN INVESTING

IAR

Lake Oswego, OR

Anna Logan

EDWARD JONES

ST. LOUIS, MO

Michael Aves

LPL FINANCIAL LLC

IAR

Gaithersburg, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Todd J. Fennick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Johnston Fennick's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

STONEX ADVISORS INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

COMMONWEALTH FINANCIAL NETWORK

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/1996

SIE

Date: 10/1/2018

Series 62

Date: 12/1/2003

Series 6

Date: 2/8/1996

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Similar Advisors