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John Charles Ebersbaker

CRD# 2701463·Registered 1996 - 2002
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Charles Ebersbaker, who also goes by Charlie Ebersbaker, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2002. John had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Charlie Ebersbaker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

RUSHMORE SECURITIES CORPORATION·CRD# 8392
BD
Dallas, TX
January 8, 2002 - February 11, 2002
SUMMIT TRADING, INC.·CRD# 43160
BD
Houston, TX
September 22, 1998 - December 31, 2001
PROTRADER SECURITIES L.P.·CRD# 35233
BD
Austin, TX
February 10, 1998 - August 24, 1998
PROGRESSIVE EQUITIES MANAGEMENT, LLC·CRD# 41205
BD
November 1, 1996 - November 13, 1997
BLOCK TRADING INC.·CRD# 36666
BD
Houston, TX
May 31, 1996 - October 21, 1996

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Current Firm

RS
RUSHMORE SECURITIES CORPORATION

KEN DAVIS SECURITIES, INC. | RUSHTRADE.COM | RUSHMORE SECURITIES CORPORATION

CRD#: 8392 / SEC#: 8-25253
BD
Terminated by SEC on 01/25/2004

Contact Information

Established

Texas since 07/07/1980

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RUSHMORE FINANCIAL GROUP, INC.STOCKHOLDER—
MOORE, DEWEY MALONE JRDIRECTOR801534
ZUCKER, BRUCE ELLIOTPRESIDENT-FINOPS477237

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2000

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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