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Dewey Malone Moore Jr

CRD# 801534·Registered 1974 - 2023
Previously Registered: Being a previously registered professional could mean that Dewey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dewey Malone Moore JR, who also goes by Rusty Moore Jr, was a registered financial advisor. Dewey was a previously registered financial professional and started their career in finance 1974 - 2023. Dewey had worked at 17 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 62, Series 1, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rusty Moore Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

CAPITAL MARKETS IQ, LLC·CRD# 134921
RIA
Talco, TX
April 27, 2022 - January 5, 2023
COMMERCE STREET INVESTMENT MANAGEMENT·CRD# 144278
RIA
Dallas, TX
March 5, 2019 - August 13, 2019
COMMERCE STREET CAPITAL, LLC·CRD# 143797
BD
Dallas, TX
March 5, 2019 - August 13, 2019
LANIER SECURITIES LLC·CRD# 285277
BD
Dallas, TX
April 24, 2017 - February 9, 2018
GRADIENT SECURITIES, LLC·CRD# 127701
BD
Dallas, TX
February 3, 2014 - August 28, 2014
AVALON INVESTMENT & SECURITIES GROUP, INC.·CRD# 6281
BD
Muscle Shoals, AL
April 26, 2010 - December 9, 2013
INSTITUTE FOR WEALTH ADVISORS, INC.·CRD# 149347
RIA
Dallas, TX
November 16, 2009 - January 3, 2019
PURITAN BROKERAGE SERVICES, INC.·CRD# 144445
BD
Plano, TX
October 23, 2007 - April 22, 2008
PEAK AMERICAN INVESTMENT ADVISORS, INC.·CRD# 145056
RIA
Addison, TX
October 18, 2007 - April 22, 2008
MCCLENDON, MORRISON & PARTNERS, INC.·CRD# 14684
BD
Dallas, TX
February 22, 2006 - August 1, 2006
RUSHMORE SECURITIES CORPORATION·CRD# 8392
BD
Dallas, TX
June 28, 1991 - December 31, 2003
DOMINION CAPITAL CORPORATION·CRD# 18837
BD
Dallas, TX
October 18, 1990 - May 7, 1991
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
January 16, 1982 - September 6, 1990
FIRST TEXAS SECURITIES, INC.·CRD# 7437
BD
November 20, 1980 - June 28, 1985
ENTERPRISE FUND DISTRIBUTORS, INC.·CRD# 883
BD
June 6, 1980 - October 6, 1980
STRATEGIC DISTRIBUTORS, INC.·CRD# 6296
BD
February 25, 1975 - December 13, 1975
HSM REAL ESTATE SECURITIES CORPORATION·CRD# 6780
BD
November 20, 1974 - March 7, 1975

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Current Firm

CM
CAPITAL MARKETS IQ, LLC

0X PRIVATE WEALTH | WEISE CAPITAL ADVISERS | VERACITY FINANCIAL SERVICES | VERACITY ADVISORS | THE SKYHAWK ETF STRATEGY | THE BURG CAPITAL PARNTERS | TANDEM FINANCIAL | SURETY WEALTH MANAGEMENT | SECURE RETIREMENT SOLUTIONS | SEAGATE GLOBAL WEALTH MANAGEMENT | SAGE CAPITAL ADVISORS | RETIRE ORLANDO | PENG FINANCIAL GROUP | NOBLESTONE CAPITAL ADVISORS | MONAMIE WEALTH & RETIREMENT | LONGHORN WEALTH MANAGEMENT, LLC | LONGHORN CAPITAL MANAGEMENT, LLC | LONGHORN CAPITAL ADVISORS | KUZMA FINANCIAL SERVICES | KOI STRATEGIES | KING HARBOR WEALTH MANAGEMENT | IQINVEST | INTRALINE ASSET MANAGEMENT | FIRST SECURITY INVESTMENTS ADVISORS | EXECUTIVE SERVICES | DYNAMIC RETIREMENT SOLUTIONS | DRAWBRIDGE WEALTH | CAPITAL MARKETS IQ, LLC | CAMBRIDGE CAPITAL WEALTH | BURROS WEALTH MANAGEMENT | BRIGHTSMITH ADVISORS | BERING FINANCIAL | ACCORD CAPITAL

CRD#: 134921 / SEC#: 801-69992
RIA
Registered Investment Advisory firm - SEC (4/3/2009 Approved)
Texas
Registered Investment Advisory firm - Texas (4/3/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Arlington, TX

Mailing Address

2810 N Church St Pmb 52811, Wilmington, DE 19802

Phone Number

(310) 882-6380

# of Employees

23

SEC notice filing (30 States and Territories)

Registered to provide investment advisory services in 30 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE MARCH 2026 (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

884

AUM (Assets Under Management)

$571,446,571

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025Cover PageReport
01/28/2025Cover PageReport
08/22/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)WhiteStone Agency, Inc., a life insurance agency offering life insurance and annuity products. President of the agency, sale of insurance products by myself and other sub-agents. INVESTMENT RELATED; P. O. Box 91, Mount Vernon, Texas 75457; 40 hours/month, 20 hours/month during trading. 2)Executor for the Estates of my mother and father and President of the Managing Partner of Dewey Moore Family, L.P. and Trustee of a related family trust, NOT INVESTMENT RELATED, P.O. Box 795755, Dallas, Texas, 75379, 60 hours/month, 30 hours/month during trading. 3)Rusty Moore Family Ranch, LLC, Sole Managing Member, family real estate and other investments, P. O. Box 91, Mount Vernon, Texas 75457, NOT INVESTMENT RELATED, 80 hours/month, 40 hours/month during trading. 4) Consultant of Dale Moore Group, insurance and benefits business, an affiliate of WhiteStone Group; stated July 2022; 3 hrs per week and during trading hrs. Investment related

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
CAPITAL MARKETS IQ, LLC

0X PRIVATE WEALTH | WEISE CAPITAL ADVISERS | VERACITY FINANCIAL SERVICES | VERACITY ADVISORS | THE SKYHAWK ETF STRATEGY | THE BURG CAPITAL PARNTERS | TANDEM FINANCIAL | SURETY WEALTH MANAGEMENT | SECURE RETIREMENT SOLUTIONS | SEAGATE GLOBAL WEALTH MANAGEMENT | SAGE CAPITAL ADVISORS | RETIRE ORLANDO | PENG FINANCIAL GROUP | NOBLESTONE CAPITAL ADVISORS | MONAMIE WEALTH & RETIREMENT | LONGHORN WEALTH MANAGEMENT, LLC | LONGHORN CAPITAL MANAGEMENT, LLC | LONGHORN CAPITAL ADVISORS | KUZMA FINANCIAL SERVICES | KOI STRATEGIES | KING HARBOR WEALTH MANAGEMENT | IQINVEST | INTRALINE ASSET MANAGEMENT | FIRST SECURITY INVESTMENTS ADVISORS | EXECUTIVE SERVICES | DYNAMIC RETIREMENT SOLUTIONS | DRAWBRIDGE WEALTH | CAPITAL MARKETS IQ, LLC | CAMBRIDGE CAPITAL WEALTH | BURROS WEALTH MANAGEMENT | BRIGHTSMITH ADVISORS | BERING FINANCIAL | ACCORD CAPITAL

CRD#: 134921 / SEC#: 801-69992
RIA
Registered Investment Advisory firm - SEC (4/3/2009 Approved)
Texas
Registered Investment Advisory firm - Texas (4/3/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1981About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Mar 1996

Series 1 — Registered Representative Examination

Passed Jun 1980

Series 24 — General Securities Principal Examination

Passed Jun 2000About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1985About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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